SFC Licences of WONG Ka Hong 黃家康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOA International Securities Limited 亞銀國際證券有限公司 RE 2 23 September 2019 10 February 2023
BOA International Securities Limited 亞銀國際證券有限公司 RE 1 23 September 2019 10 February 2023
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 24 August 2009 24 December 2016
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 10 June 2009 24 December 2016
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 25 March 2009 06 June 2009
Merrill Lynch Futures (Hong Kong) Limited RE 2 22 April 2005 21 October 2008
Merrill Lynch Far East Limited RE 1 22 April 2005 21 October 2008
Merrill Lynch (Asia Pacific) Limited RE 1 24 September 2004 21 October 2008
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 01 April 2003 24 September 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 4 01 April 2003 16 April 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 9 01 April 2003 08 January 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 01 April 2003 08 January 2004