SFC Licences of TANG Ming Wai 鄧明緯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 30 June 2010 20 May 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 29 December 2009 20 May 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 30 April 2009 20 May 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 30 April 2009 20 May 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 30 April 2009 20 May 2011
UBS Derivatives Hong Kong Limited RE 2 07 April 2005 06 April 2009
UBS Securities Asia Limited RE 2 07 April 2005 06 April 2009
UBS Securities Asia Limited RE 1 07 April 2005 06 April 2009
UBS Securities Hong Kong Limited RE 1 07 April 2005 06 April 2009
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 10 March 2004 31 March 2005
BOCI Securities Limited 中銀國際證券有限公司 RE 1 10 March 2004 31 March 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 9 01 April 2003 06 February 2004
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 6 01 April 2003 06 February 2004
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 01 April 2003 06 February 2004
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 01 April 2003 06 February 2004