SFC Licences of LAI Ho Yin 黎浩然

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 RO 4 18 March 2015
First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 RO 9 18 March 2015
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 RO 4 18 January 2013 31 August 2014
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 RO 9 18 January 2013 31 August 2014
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 RE 4 10 August 2011 18 January 2013
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 RE 9 10 August 2011 18 January 2013
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 12 March 2007 04 August 2008
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RE 9 16 June 2006 31 January 2007
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RE 4 16 June 2006 31 January 2007
First Shanghai Securities Limited 第一上海證券有限公司 RE 4 30 July 2004 28 June 2006
China Tonghai (IA) Limited 中国通海投资顾问有限公司 RE 4 01 April 2003 12 April 2004