SFC Licences of LAI Ho Yin 黎浩然

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司	RO	9	18 March 2015
First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司	RO	4	18 March 2015
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司	RO	9	18 January 2013	31 August 2014
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司	RO	4	18 January 2013	31 August 2014
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司	RE	9	10 August 2011	18 January 2013
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司	RE	4	10 August 2011	18 January 2013
CCB International Asset Management Limited 建銀國際資產管理有限公司	RE	9	12 March 2007	04 August 2008
China Shenghai Investment Management Limited 中國盛海投資管理有限公司	RE	9	16 June 2006	31 January 2007
China Shenghai Investment Management Limited 中國盛海投資管理有限公司	RE	4	16 June 2006	31 January 2007
First Shanghai Securities Limited 第一上海證券有限公司	RE	4	30 July 2004	28 June 2006
China Tonghai (IA) Limited 中国通海投资顾问有限公司	RE	4	01 April 2003	12 April 2004