SFC Licences of LO Tai Leung, Sam 羅大量
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 17 October 2018 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 August 2015 | 17 October 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 August 2015 | 02 October 2017 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 01 November 2005 | 08 September 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 November 2005 | 08 September 2012 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 01 April 2003 | 27 February 2004 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 01 April 2003 | 27 February 2004 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 9 | 01 April 2003 | 09 December 2003 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 7 | 01 April 2003 | 15 August 2003 |