SFC Licences of CHU Ka Shing 朱加城

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RS Investments (Hong Kong) Limited
RO 9 28 November 2013 27 April 2020
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RO 4, 9 02 November 2010 06 November 2012
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4, 9 02 December 2008 17 September 2010
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 4, 9 16 October 2008 02 November 2010
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4 23 July 2007 02 October 2008
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 4 23 July 2007 18 January 2008
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 9 22 June 2007 02 October 2008
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 9 22 June 2007 18 January 2008
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)
RE 1 29 March 2005 10 June 2007
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司
RE 1 01 April 2003 10 June 2007
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)
RE 9 01 April 2003 10 June 2007
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)
RE 4 01 April 2003 08 March 2005
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司
RE 4, 6, 9 01 April 2003 08 March 2005
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)
RE 6 01 April 2003 01 March 2005