SFC Licences of CHENG Wai Mo, Raymond 鄭懷武

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RO 4 25 November 2022
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 4 29 August 2018
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 4 30 September 2015 29 August 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 14 July 2008 22 September 2010
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 4 03 June 2008 07 June 2008
CCB International Securities Limited 建銀國際證券有限公司 RE 4 03 August 2006 11 May 2008
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 16 June 2004 19 July 2006
CASH Research Limited 時富證券研究有限公司 RE 4 05 January 2004 16 June 2004