SFC Licences of CHENG Wai Mo, Raymond 鄭懷武
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RO | 4 | 25 November 2022 | |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 4 | 29 August 2018 | |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 30 September 2015 | 29 August 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 14 July 2008 | 22 September 2010 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 03 June 2008 | 07 June 2008 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 03 August 2006 | 11 May 2008 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 16 June 2004 | 19 July 2006 |
CASH Research Limited 時富證券研究有限公司 | RE | 4 | 05 January 2004 | 16 June 2004 |