SFC Licences of CHOW Sze Wan 周詩韻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 21 December 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 21 December 2017
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 03 October 2017 21 December 2017
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 03 October 2017 21 December 2017
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 03 October 2017 21 December 2017
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 03 October 2017 21 December 2017
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 03 October 2017 21 December 2017
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 03 October 2017 21 December 2017
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 03 October 2017 21 December 2017
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 03 October 2017 21 December 2017
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 03 October 2017 21 December 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 03 October 2005 03 October 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 03 October 2005 03 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 18 August 2005 07 September 2005
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 16 August 2005 07 September 2005
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 16 August 2005 07 September 2005
Celestial Securities Limited 時富證券有限公司 RE 1 11 May 2005 12 August 2005
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 11 May 2005
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 11 May 2005
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 18 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 18 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 18 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 18 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 18 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 18 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 18 August 2003