SFC Licences of LAM Ka Wai 林嘉蕙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 29 January 2016 17 April 2020
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 29 January 2016 17 April 2020
BCT Financial Limited 銀聯金融有限公司 RE 4 06 July 2011 10 November 2012
BCT Financial Limited 銀聯金融有限公司 RE 1 07 June 2011 10 November 2012
Northern Trust Company of Hong Kong Limited, The RE 1 07 April 2008 19 November 2010
HSBC Investment Funds (Hong Kong) Limited RE 1 20 February 2006 23 June 2006
HSBC Global Asset Management (Hong Kong) Limited RE 9 20 February 2006 23 June 2006
HSBC Global Asset Management (Hong Kong) Limited RE 4 20 February 2006 23 June 2006
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 9 01 April 2003 12 May 2003
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 01 April 2003 12 May 2003
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 01 April 2003 12 May 2003
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 6 01 April 2003 12 May 2003