SFC Licences of HE Xiaoyun 何云
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 | RE | 9 | 07 November 2005 | 21 November 2005 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 | RE | 1 | 07 November 2005 | 21 November 2005 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 01 April 2003 | 21 November 2005 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 01 April 2003 | 21 November 2005 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 01 April 2003 | 30 July 2004 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 9 | 01 April 2003 | 31 December 2003 |