SFC Licences of TAM Wai Lam 譚偉霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 9 | 15 August 2014 | |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 06 June 2008 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 June 2008 | |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 18 August 2005 | 02 June 2008 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 18 August 2005 | 02 June 2008 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 2 | 01 April 2003 | 16 August 2005 |
| Success Securities Limited 實德證券有限公司 | RE | 1 | 01 April 2003 | 16 August 2005 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 9 | 01 April 2003 | 16 March 2004 |
| Success Securities Limited 實德證券有限公司 | RE | 9 | 01 April 2003 | 16 March 2004 |
| Success Securities Limited 實德證券有限公司 | RE | 6 | 01 April 2003 | 16 March 2004 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 5 | 01 April 2003 | 16 March 2004 |
| Success Securities Limited 實德證券有限公司 | RE | 4 | 01 April 2003 | 16 March 2004 |