SFC Licences of STACEY William John 史達思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Keefe, Bruyette & Woods Asia Limited | RO | 1 | 13 September 2010 | 14 November 2012 |
Keefe, Bruyette & Woods Asia Limited | RO | 4 | 10 June 2010 | 14 November 2012 |
Keefe, Bruyette & Woods Asia Limited | RE | 1 | 04 June 2010 | 13 September 2010 |
Keefe, Bruyette & Woods Asia Limited | RE | 4 | 04 June 2010 | 10 June 2010 |
Religare Capital Markets (Hong Kong) Limited | RO | 4 | 22 September 2009 | 31 May 2010 |
Religare Capital Markets (Hong Kong) Limited | RE | 1 | 25 July 2008 | 31 May 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 14 April 2005 | 24 January 2008 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 4 | 01 April 2003 | 18 August 2006 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 9 | 01 April 2003 | 15 February 2005 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 6 | 01 April 2003 | 15 February 2005 |