SFC Licences of SIU Wai Wai, William 蕭衛威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 9 | 03 February 2012 | 10 July 2012 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 03 February 2012 | 10 July 2012 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 03 February 2012 | 10 July 2012 |
| iBest Consultants Limited | RE | 1 | 11 August 2011 | 15 August 2011 |
| iBest Consultants Limited | RE | 4 | 01 April 2003 | 15 August 2011 |
| iBest Consultants Limited | RE | 9 | 01 April 2003 | 15 August 2011 |
| iBest Consultants Limited | RE | 6 | 01 April 2003 | 03 March 2004 |