SFC Licences of POON Ho Ying, Irene 潘可盈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 30 May 2022
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 08 November 2019
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 02 September 2019 08 November 2019
JS Capital Limited 晉商資本有限公司 RO 6 31 January 2019 09 August 2019
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 RO 6 21 August 2014 03 December 2018
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 RE 6 15 October 2013 21 August 2014
Platinum Securities Company Limited 百德能證券有限公司 RE 6 12 April 2013 21 August 2013
Platinum Securities Company Limited 百德能證券有限公司 RE 1 12 April 2013 21 August 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 21 December 2010 15 March 2013
CSC Asia Limited 群益亞洲有限公司 RE 6 02 December 2009 30 October 2010
KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 RE 6 18 May 2006 30 November 2009
Joy Silver Limited 喜銀有限公司 RE 6 27 April 2004 17 March 2006
Platinum Securities Company Limited 百德能證券有限公司 RE 9 01 April 2003 09 April 2004
Platinum Securities Company Limited 百德能證券有限公司 RE 6 01 April 2003 09 April 2004
Platinum Securities Company Limited 百德能證券有限公司 RE 4 01 April 2003 09 April 2004