SFC Licences of TONG Leung Kwing 唐良炯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 01 February 2018
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 01 February 2018
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 01 February 2018
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RO 4 21 December 2016 07 November 2017
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RO 9 21 December 2016 07 November 2017
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 9 08 September 2015 15 September 2016
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 4 08 September 2015 15 September 2016
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 1 08 September 2015 15 September 2016
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 9 09 July 2015 08 September 2015
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 4 09 July 2015 08 September 2015
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 1 09 July 2015 08 September 2015
RHB Asset Management Limited 興業金融資產管理有限公司 RE 4 13 August 2013 19 June 2015
RHB Asset Management Limited 興業金融資產管理有限公司 RE 1 13 August 2013 19 June 2015
RHB Asset Management Limited 興業金融資產管理有限公司 RE 9 13 August 2013 19 June 2015
Capital Dynamics Asset Management (HK) Private Limited 資威資產管理(香港)有限公司 RO 9 31 January 2013 31 May 2013
Mayfair & Ayers Financial Group Limited 峰滙金融集團有限公司 RE 9 12 June 2012 26 November 2012
Mayfair & Ayers Financial Group Limited 峰滙金融集團有限公司 RE 4 12 June 2012 26 November 2012
Mayfair & Ayers Financial Group Limited 峰滙金融集團有限公司 RE 1 12 June 2012 26 November 2012
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 09 June 2010 08 March 2012
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 4 09 June 2010 08 March 2012
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 05 July 2006 15 May 2010
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 01 June 2006 15 May 2010
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 30 May 2006 15 May 2010
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 4 07 November 2005 15 March 2006
ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 RE 4 22 December 2004 07 November 2005
Mason Securities Limited 茂宸證券有限公司 RE 4 01 April 2003 20 November 2004
Mason Securities Limited 茂宸證券有限公司 RE 6 01 April 2003 20 November 2004
Mason Securities Limited 茂宸證券有限公司 RE 9 01 April 2003 20 November 2004