SFC Licences of COOPER Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 6 | 08 April 2005 | 12 August 2011 |
Merrill Lynch Far East Limited | RE | 4 | 08 April 2005 | 12 August 2011 |
Merrill Lynch Far East Limited | RE | 1 | 08 April 2005 | 12 August 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 08 April 2005 | 12 August 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2005 | 12 August 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 April 2005 | 12 August 2011 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 01 April 2003 | 04 March 2005 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 01 April 2003 | 04 March 2005 |
J.P. Morgan Securities (Far East) Limited | RE | 9 | 01 April 2003 | 04 March 2005 |