SFC licenceholder AIL694 KWAN Wai Ling, Hilda 關慧玲

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Futures Limited 信達國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 11 June 2013
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 11 June 2013
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 27 June 2011 31 May 2013
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 27 June 2011 31 May 2013
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 30 July 2003 21 May 2011
KGI Asia Limited 凱基證券亞洲有限公司 RE [1] (Dealing in Securities) 01 April 2003 21 May 2011
KGI Asia Limited 凱基證券亞洲有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 24 July 2003