SFC Licences of CHEN Philip C. 陳俊樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 4 | 22 April 2005 | 24 April 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 22 April 2005 | 24 April 2008 |
| Merrill Lynch Far East Limited | RE | 6 | 02 April 2004 | 24 April 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 02 April 2004 | 24 April 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 April 2004 | 24 April 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 April 2004 | 24 April 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 26 July 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 26 July 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 26 July 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 26 July 2003 |