SFC Licences of LIU Chong Hsin 劉昌欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RO | 4 | 12 April 2023 | |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RO | 1 | 12 April 2023 | |
| UBS AG | 4 | 07 February 2014 | ||
| UBS AG | 1 | 02 May 2012 | ||
| Merrill Lynch Far East Limited | RO | 2 | 20 August 2010 | 18 September 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | 2 | 26 November 2007 | 18 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 26 November 2007 | 18 September 2010 |
| Merrill Lynch Far East Limited | RO | 1 | 26 November 2007 | 01 June 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 25 November 2003 | 26 November 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 November 2003 | 26 November 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 12 September 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 12 September 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 12 September 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 12 September 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 12 September 2003 |