SFC Licences of LAM Kwan 林崑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Highland Financial Group Limited | RO | 4 | 03 June 2011 | 10 August 2012 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 09 September 2009 | 18 December 2009 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 22 October 2008 | 13 March 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 01 April 2003 | 30 May 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 7 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 9 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 6 | 01 April 2003 | 09 December 2004 |