SFC Licences of TANG Stephen Kee Ho 鄧其浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | RE | 4 | 30 December 2014 | 01 April 2016 |
| Leonteq Securities (Hong Kong) Limited | RE | 1 | 30 December 2014 | 01 April 2016 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 19 August 2009 | 30 November 2012 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 02 June 2007 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 21 January 2004 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 21 January 2004 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 21 January 2004 |