SFC Licences of LING Yan Ki, Daisy 凌恩琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
De Riva Asia Limited | RE | 2 | 12 November 2010 | 10 June 2013 |
De Riva Asia Limited | RE | 1 | 12 November 2010 | 10 June 2013 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 01 April 2003 | 06 November 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 April 2003 | 06 November 2010 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 06 November 2010 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 03 June 2004 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 4 | 01 April 2003 | 03 June 2004 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 6 | 01 April 2003 | 03 June 2004 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 9 | 01 April 2003 | 03 June 2004 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 03 June 2004 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 01 April 2003 | 03 June 2004 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 6 | 01 April 2003 | 03 June 2004 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 9 | 01 April 2003 | 03 June 2004 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 7 | 01 April 2003 | 21 July 2003 |