SFC Licences of LAM Yim, Sharon 林琰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 4 | 02 March 2023 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 09 December 2022 | 02 March 2023 |
| SPDB International Securities Limited 浦銀國際證券有限公司 | RO | 4 | 19 December 2019 | 25 November 2022 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 | RE | 4 | 22 May 2017 | 16 April 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 24 February 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 24 February 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |