SFC Licences of CHANG Shu-ming 張書銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 13 September 2007 02 September 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 13 September 2007 02 September 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 01 April 2003 29 April 2005
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 01 April 2003 29 April 2005
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 01 April 2003 22 August 2003