SFC Licences of LEUNG Pui Yin 梁佩妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 11 November 2019 | |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 29 October 2010 | 05 April 2011 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 29 October 2010 | 05 April 2011 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 05 October 2009 | 08 February 2010 |
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 01 April 2003 | 04 September 2006 |
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 6 | 01 April 2003 | 17 August 2004 |
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 9 | 01 April 2003 | 17 August 2004 |