SFC Licences of LEUNG Pui Yin 梁佩妍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 11 November 2019
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 29 October 2010 05 April 2011
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 29 October 2010 05 April 2011
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 05 October 2009 08 February 2010
Hang Seng Investment Services Limited 恒生投資服務有限公司 RE 4 01 April 2003 04 September 2006
Hang Seng Investment Services Limited 恒生投資服務有限公司 RE 6 01 April 2003 17 August 2004
Hang Seng Investment Services Limited 恒生投資服務有限公司 RE 9 01 April 2003 17 August 2004