SFC Licences of LEE Peter Shang Ming 利尚銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vantage Asset Management Limited 優越投資管理有限公司 | RO | 9 | 18 July 2016 | |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 | RO | 9 | 13 May 2011 | 15 July 2016 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 | RE | 9 | 02 January 2008 | 13 May 2011 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 13 May 2003 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 13 May 2003 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 13 May 2003 |