SFC Licences of TSUI Ka Yin 徐嘉研
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 January 2011 | 31 January 2011 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 03 February 2010 | 01 January 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 September 2006 | 26 January 2010 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 01 April 2003 | 18 September 2006 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 9 | 01 April 2003 | 08 June 2004 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 7 | 01 April 2003 | 08 June 2004 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 6 | 01 April 2003 | 08 June 2004 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 4 | 01 April 2003 | 08 June 2004 |