SFC Licences of LI Lai Yee 李禮怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kaiser Capital Management Limited 嘉信資本管理有限公司 RE 9 08 September 2017 02 January 2018
Kaiser Capital Management Limited 嘉信資本管理有限公司 RE 4 08 September 2017 02 January 2018
Kaiser Securities Limited 嘉信証券有限公司 RE 1 08 September 2017 02 January 2018
PC Securities Limited 寶鉅證券有限公司 RE 1 03 December 2015 21 January 2016
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 1 23 March 2012 02 July 2014
Fortune (HK) Securities Limited 富強證券有限公司 RE 1 31 October 2008 05 March 2012
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 18 November 2005 01 January 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 18 November 2005 01 January 2008
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 4 18 June 2004 21 January 2005
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 6 01 April 2003 24 May 2004
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 4 01 April 2003 24 May 2004
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 9 01 April 2003 24 May 2004