SFC Licences of ABBAS Syed Asad
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 28 June 2010 | 30 November 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 28 June 2010 | 30 November 2020 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 28 June 2010 | 23 April 2013 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 28 June 2010 | 23 April 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 24 June 2004 | 22 October 2009 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 | RE | 2 | 30 April 2003 | 24 June 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 09 April 2003 | 22 October 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 April 2003 | 22 October 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 9 | 09 April 2003 | 08 January 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 09 April 2003 | 08 January 2004 |