SFC Licences of GUO Haiyan 郭海燕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 01 April 2010
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 03 February 2005
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 01 April 2003 03 February 2005
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 9 01 April 2003 19 January 2005
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 01 April 2003 19 January 2005