SFC Licences of YANG Wai Sum, Vivian 楊慧沁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1 15 August 2011 14 May 2012
Morgan Stanley Hong Kong Securities Limited
RE 2 15 August 2011 14 May 2012
Morgan Stanley Hong Kong Futures Limited
RE 2 01 March 2006 15 June 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1 01 March 2006 15 June 2009
Merrill Lynch (Asia Pacific) Limited
RE 1 01 April 2003 18 February 2006
Merrill Lynch (Asia Pacific) Limited
RE 4, 6, 7 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited
RE 9 01 April 2003 25 January 2005