SFC Licences of TEO Nicholas Tiang Soon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 11 February 2010 | 18 November 2011 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 April 2003 | 17 December 2009 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 9 | 01 April 2003 | 18 December 2003 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 April 2003 | 18 December 2003 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 April 2003 | 18 December 2003 |