SFC Licences of MASON Edward James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司	RO	1	20 March 2012	29 June 2012
Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司	RE	1	09 September 2010	20 March 2012
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	30 April 2009	30 June 2010
Merrill Lynch Far East Limited	RE	1	19 May 2005	11 October 2006
Merrill Lynch Futures (Hong Kong) Limited	RE	2	01 April 2003	11 October 2006
Merrill Lynch (Asia Pacific) Limited	RE	1	01 April 2003	11 October 2006
Merrill Lynch (Asia Pacific) Limited	RE	7	01 April 2003	23 March 2005
Merrill Lynch (Asia Pacific) Limited	RE	4	01 April 2003	23 March 2005
Merrill Lynch (Asia Pacific) Limited	RE	6	01 April 2003	23 March 2005
Merrill Lynch Futures (Hong Kong) Limited	RE	9	01 April 2003	25 January 2005
Merrill Lynch Futures (Hong Kong) Limited	RE	7	01 April 2003	25 January 2005
Merrill Lynch Futures (Hong Kong) Limited	RE	5	01 April 2003	25 January 2005
Merrill Lynch (Asia Pacific) Limited	RE	9	01 April 2003	25 January 2005