SFC Licences of ONG Tiang Lock 王添樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 18 January 2021 15 September 2021
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 05 August 2020 08 January 2021
Mason Securities Limited 茂宸證券有限公司 RE 6 28 September 2012 07 October 2013
Mason Futures Limited 茂宸期貨有限公司 RO 2 15 August 2011 07 October 2013
Mason Securities Limited 茂宸證券有限公司 RO 4 15 August 2011 07 October 2013
Mason Securities Limited 茂宸證券有限公司 RO 1 15 August 2011 07 October 2013
Mason Futures Limited 茂宸期貨有限公司 RE 2 23 June 2011 15 August 2011
Mason Securities Limited 茂宸證券有限公司 RE 4 23 June 2011 15 August 2011
Mason Securities Limited 茂宸證券有限公司 RE 1 23 June 2011 15 August 2011
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 4 26 April 2011 10 June 2011
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 1 26 April 2011 10 June 2011
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RO 2 22 March 2010 02 November 2010
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RO 4 22 March 2010 02 November 2010
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RO 1 22 March 2010 02 November 2010
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 1 06 August 2009 28 January 2010
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RO 1 06 August 2009 28 January 2010
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 9 15 June 2007 10 March 2008
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RO 9 17 May 2007 31 August 2007
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 5 24 November 2006 10 March 2008
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RO 4 24 November 2006 31 August 2007
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 1 11 August 2006 10 March 2008
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 2 11 August 2006 10 March 2008
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RO 1 11 August 2006 31 August 2007