SFC Licences of ROGIER Bernard Rene Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 17 August 2017 | 02 December 2019 |
| Merrill Lynch Far East Limited | RE | 1 | 17 August 2017 | 02 December 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 25 October 2005 | 10 April 2010 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 9 | 01 April 2003 | 18 September 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 01 April 2003 | 18 September 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 6 | 01 April 2003 | 18 September 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 01 April 2003 | 18 September 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 01 April 2003 | 18 September 2003 |