SFC Licences of NG Ka Fai, Jeffrey 吳家輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Raising International Securities Limited 瑞昇國際證券有限公司 RO 9 20 February 2023
Raising International Securities Limited 瑞昇國際證券有限公司 RO 4 20 February 2023
Raising International Securities Limited 瑞昇國際證券有限公司 RO 1 20 February 2023
Space Asset Management Limited 恆宇資產管理有限公司 RO 9 11 March 2020 30 April 2022
Space Asset Management Limited 恆宇資產管理有限公司 RO 4 11 March 2020 30 April 2022
Space Securities Limited 恆宇證券有限公司 RO 1 08 November 2018 30 April 2022
Space Securities Limited 恆宇證券有限公司 RE 1 26 July 2018 08 November 2018
Fulbright Securities Limited 富昌證券有限公司 RE 1 20 January 2009 23 July 2018
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 27 March 2008 14 January 2009
South China Securities Limited 南華證券投資有限公司 RE 1 25 June 2007 17 March 2008
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 29 May 2007 11 June 2007