SFC Licences of NG Ka Fai, Jeffrey 吳家輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Raising International Securities Limited 瑞昇國際證券有限公司 | RO | 9 | 20 February 2023 | |
Raising International Securities Limited 瑞昇國際證券有限公司 | RO | 4 | 20 February 2023 | |
Raising International Securities Limited 瑞昇國際證券有限公司 | RO | 1 | 20 February 2023 | |
Space Asset Management Limited 恆宇資產管理有限公司 | RO | 9 | 11 March 2020 | 30 April 2022 |
Space Asset Management Limited 恆宇資產管理有限公司 | RO | 4 | 11 March 2020 | 30 April 2022 |
Space Securities Limited 恆宇證券有限公司 | RO | 1 | 08 November 2018 | 30 April 2022 |
Space Securities Limited 恆宇證券有限公司 | RE | 1 | 26 July 2018 | 08 November 2018 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 20 January 2009 | 23 July 2018 |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 27 March 2008 | 14 January 2009 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 25 June 2007 | 17 March 2008 |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 29 May 2007 | 11 June 2007 |