SFC Licences of TIAN Sidong 田已冬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 4 18 October 2006 14 March 2009
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 03 February 2005 08 September 2006
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 03 August 2004 03 February 2005
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 01 April 2003 24 November 2003
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 01 April 2003 24 November 2003
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 9 01 April 2003 24 November 2003