SFC Licences of MOW On Loy 繆安來

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Tse's Securities Limited 謝氏膺暉證券有限公司	RO	9	05 January 2024
Tse's Securities Limited 謝氏膺暉證券有限公司	RO	4	05 January 2024
Tse's Securities Limited 謝氏膺暉證券有限公司	RO	1	05 January 2024
Tse's Securities Limited 謝氏膺暉證券有限公司	RE	4	02 January 2024	05 January 2024
Tse's Securities Limited 謝氏膺暉證券有限公司	RE	1	02 January 2024	05 January 2024
Finet Securities Limited 財華證券有限公司	RO	9	19 May 2023	04 October 2023
Finet Securities Limited 財華證券有限公司	RO	4	19 May 2023	04 October 2023
Finet Securities Limited 財華證券有限公司	RO	1	19 May 2023	04 October 2023
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	27 December 2006	10 May 2023
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	27 December 2006	10 May 2023
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	07 October 2005	16 December 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	07 October 2005	16 December 2006
Sunwah Kingsway Futures Limited 新華滙富期貨有限公司	RE	2	01 September 2004	28 September 2005
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	2	01 September 2004	28 September 2005
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	01 September 2004	28 September 2005
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	15 December 2003	01 September 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	01 April 2003	01 September 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	9	01 April 2003	07 October 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	6	01 April 2003	07 October 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	4	01 April 2003	07 October 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	7	01 April 2003	11 September 2003