SFC Licences of CHAN Suet Ying 陳雪瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 02 February 2010 | 16 June 2010 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 02 February 2010 | 16 June 2010 |
Beijing Securities Limited 北京證券有限公司 | RE | 6 | 30 October 2009 | 16 January 2010 |
Beijing Securities Limited 北京證券有限公司 | RE | 1 | 30 October 2009 | 16 January 2010 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 11 July 2008 | 10 January 2009 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 27 June 2008 | 10 January 2009 |
VC Capital Limited 滙盈融資有限公司 | RE | 6 | 17 November 2005 | 08 May 2008 |
South China Capital Limited 南華融資有限公司 | RE | 6 | 01 April 2003 | 25 October 2005 |
South China Capital Limited 南華融資有限公司 | RE | 4 | 01 April 2003 | 12 January 2004 |
South China Capital Limited 南華融資有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |