SFC Licences of CHU Man Dick, Paul 朱文迪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 May 2007 | 14 February 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 April 2006 | 16 February 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 01 April 2003 | 15 March 2004 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |