SFC Licences of MOSS Alister Grahame

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	02 November 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	02 November 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	02 November 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	7	24 November 2010	17 November 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	4	13 April 2007	17 November 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	1	13 April 2007	17 November 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	6	13 April 2007	23 July 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	26 September 2006	13 April 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	26 September 2006	13 April 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	22 September 2006	13 April 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	4	14 February 2006	26 September 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	1	14 February 2006	26 September 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	6	14 February 2006	22 September 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	19 April 2005	14 February 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	19 April 2005	14 February 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	01 April 2003	14 February 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	01 April 2003	22 August 2003