SFC Licences of SUZAT Alexis Dominique
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 13 March 2007 | 04 March 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 03 October 2006 | 04 March 2008 |
Brevan Howard (Hong Kong) Limited | RO | 9 | 15 February 2006 | 29 September 2006 |
Brevan Howard (Hong Kong) Limited | RE | 9 | 07 March 2005 | 15 February 2006 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 01 April 2003 | 13 February 2004 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |