SFC Licences of LUN Carrie 倫緦潣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Roofer Securities Limited 路華證券有限公司 | RO | 4 | 03 April 2024 | |
Roofer Securities Limited 路華證券有限公司 | RO | 1 | 03 April 2024 | |
Imagi Brokerage Limited | RO | 5 | 03 September 2020 | 01 May 2021 |
Imagi Brokerage Limited | RO | 4 | 03 September 2020 | 01 May 2021 |
Imagi Brokerage Limited | RO | 2 | 03 September 2020 | 01 May 2021 |
Imagi Brokerage Limited | RO | 1 | 03 September 2020 | 01 May 2021 |
Imagi Brokerage Limited | RE | 5 | 16 July 2020 | 03 September 2020 |
Imagi Brokerage Limited | RE | 4 | 16 July 2020 | 03 September 2020 |
Imagi Brokerage Limited | RE | 2 | 16 July 2020 | 03 September 2020 |
Imagi Brokerage Limited | RE | 1 | 16 July 2020 | 03 September 2020 |
Oshidori Securities Limited 威華達證券有限公司 | RO | 4 | 16 August 2019 | 22 June 2020 |
Oshidori Securities Limited 威華達證券有限公司 | RE | 2 | 15 August 2019 | 22 June 2020 |
Oshidori Securities Limited 威華達證券有限公司 | RO | 1 | 07 May 2019 | 22 June 2020 |
Oshidori Securities Limited 威華達證券有限公司 | RE | 4 | 06 December 2018 | 16 August 2019 |
Oshidori Securities Limited 威華達證券有限公司 | RE | 1 | 30 November 2018 | 07 May 2019 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 15 January 2018 | 14 November 2018 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 30 November 2017 | 14 November 2018 |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 14 December 2009 | 14 November 2018 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 27 August 2007 | 14 November 2018 |