SFC Licences of LUN Carrie 倫緦潣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Roofer Securities Limited 路華證券有限公司 RO 4 03 April 2024
Roofer Securities Limited 路華證券有限公司 RO 1 03 April 2024
Imagi Brokerage Limited RO 5 03 September 2020 01 May 2021
Imagi Brokerage Limited RO 4 03 September 2020 01 May 2021
Imagi Brokerage Limited RO 2 03 September 2020 01 May 2021
Imagi Brokerage Limited RO 1 03 September 2020 01 May 2021
Imagi Brokerage Limited RE 5 16 July 2020 03 September 2020
Imagi Brokerage Limited RE 4 16 July 2020 03 September 2020
Imagi Brokerage Limited RE 2 16 July 2020 03 September 2020
Imagi Brokerage Limited RE 1 16 July 2020 03 September 2020
Oshidori Securities Limited 威華達證券有限公司 RO 4 16 August 2019 22 June 2020
Oshidori Securities Limited 威華達證券有限公司 RE 2 15 August 2019 22 June 2020
Oshidori Securities Limited 威華達證券有限公司 RO 1 07 May 2019 22 June 2020
Oshidori Securities Limited 威華達證券有限公司 RE 4 06 December 2018 16 August 2019
Oshidori Securities Limited 威華達證券有限公司 RE 1 30 November 2018 07 May 2019
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 15 January 2018 14 November 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 30 November 2017 14 November 2018
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 14 December 2009 14 November 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 27 August 2007 14 November 2018