SFC Licences of KO Gregory Adam 高泳鍇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 9 | 24 June 2014 | 23 March 2015 |
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 4 | 24 June 2014 | 23 March 2015 |
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 24 June 2014 | 23 March 2015 |
NNIP Hong Kong Limited | RE | 9 | 21 September 2012 | 26 July 2013 |
NNIP Hong Kong Limited | RE | 4 | 21 September 2012 | 26 July 2013 |
NNIP Hong Kong Limited | RE | 1 | 21 September 2012 | 26 July 2013 |
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 | RE | 9 | 01 February 2008 | 15 April 2011 |
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 | RE | 4 | 01 February 2008 | 15 April 2011 |
NNIP Hong Kong Limited | RE | 9 | 07 August 2006 | 15 April 2011 |
NNIP Hong Kong Limited | RE | 4 | 11 July 2005 | 15 April 2011 |
NNIP Hong Kong Limited | RE | 1 | 11 July 2005 | 15 April 2011 |
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 21 May 2003 | 07 August 2003 |