SFC Licences of TSAI Hui-Fang 蔡慧芳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 10 July 2006 | 21 November 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 July 2006 | 21 November 2007 |
FT Securities Limited 富通證券有限公司 | RE | 5 | 30 September 2005 | 01 July 2006 |
FT Securities Limited 富通證券有限公司 | RE | 2 | 30 September 2005 | 01 July 2006 |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 27 July 2004 | 04 October 2005 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 03 June 2003 | 01 July 2006 |