SFC Licences of YOUNG Derek Connell

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AXA China Region Investment Services Limited 安盛投資服務有限公司 RO 4 07 March 2008 15 July 2009
AXA China Region Investment Services Limited 安盛投資服務有限公司 RO 1 28 December 2007 15 July 2009
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 RO 4 08 December 2004 15 July 2009
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 RO 1 08 December 2004 15 July 2009
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 RE 4 01 April 2003 08 December 2004
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 RE 1 01 April 2003 08 December 2004