SFC Licences of YOUNG Derek Connell
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RO | 4 | 07 March 2008 | 15 July 2009 |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RO | 1 | 28 December 2007 | 15 July 2009 |
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RO | 4 | 08 December 2004 | 15 July 2009 |
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RO | 1 | 08 December 2004 | 15 July 2009 |
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 4 | 01 April 2003 | 08 December 2004 |
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 1 | 01 April 2003 | 08 December 2004 |