SFC Licences of BENNETT John Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 March 2005 | 20 February 2010 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 09 March 2005 | 20 February 2010 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 02 December 2004 | 23 February 2005 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 April 2003 | 02 December 2004 |