SFC Licences of CORTES Jose III Valencia
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 October 2008 | 01 June 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 01 June 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 27 November 2006 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 12 July 2006 | 29 September 2008 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 April 2003 | 22 May 2006 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 01 April 2003 | 22 May 2006 |