SFC Licences of CHU Peter

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	2	02 January 2019	24 November 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	02 January 2019	24 November 2022
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司	RO	2	22 October 2010	15 April 2015
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司	RO	1	22 October 2010	15 April 2015
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司	RE	2	30 March 2007	22 October 2010
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司	RE	1	30 March 2007	22 October 2010
UBS Derivatives Hong Kong Limited	RE	2	06 August 2004	23 February 2007
UBS Securities Hong Kong Limited	RE	1	06 August 2004	23 February 2007
UBS Securities Asia Limited	RE	2	14 April 2004	23 February 2007
UBS Securities Asia Limited	RE	1	14 April 2004	23 February 2007
Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司	RE	2	19 June 2003	07 April 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	01 April 2003	07 April 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	4	01 April 2003	07 April 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	6	01 April 2003	08 January 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	9	01 April 2003	08 January 2004