SFC Licences of ANTOS James R
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 12 October 2009 | 14 December 2015 |
| Fox-Pitt, Kelton (Asia) Limited | RE | 4 | 23 June 2008 | 30 September 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 10 April 2003 | 30 May 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 10 April 2003 | 16 November 2004 |