SFC Licences of MATHARU Gurnek Mitch

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 1 12 May 2003 24 November 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 01 April 2003 30 April 2003
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 01 April 2003 30 April 2003